GMI Ratings is a pioneer in the application of non-traditional risk metrics to investment analysis and risk modeling. Formed in 2010 through the merger of The Corporate Library, GovernanceMetrics International and Audit Integrity, GMI Ratings provides global research coverage of the environmental, social, governance and accounting-related risks affecting the performance of public companies. GMI Ratings is a signatory to the United Nations-backed Principles for Responsible Investment (PRI).

  • : GMI Ratings’ Introduces Accounting and Governance Risk (AGR®) Ratings on Companies in Emerging Market Countries

    Investors can integrate comprehensive AGR ratings and data into their investment processes to identify and mitigate portfolio risks July 15, 2014, New York, NY – GMI Ratings, the leading provider of research, data and analytics on environmental, social, governance (ESG) and forensic accounting risks affecting the performance of public companies, today introduced Accounting and Governance Risk (AGR) ratings on 9,000 companies in nearly 60 emerging market countries. GMI’s AGR ratings capture a variety of accounting irregularities and corporate governance weaknesses associated with negative events. With the addition of emerging market companies, GMI now offers AGR ratings on almost 29,000 companies worldwide. Due to increasing market globalization, … [Read More...]

  • : Association of Corporate Counsel: Vote-counting standards: a recipe for confusion?

    ..After determining the proper voting standard on a proposal (e.g., majority of votes cast or majority of shares present and entitled to vote), the company then needs to consider the treatment of abstentions and broker nonvotes under state law, governing documents and exchange requirements. A study prepared for CalPERS by GMI Ratings in September 2013 found that public companies were inconsistent in their treatment of abstentions and broker non-votes when applying similar voting standards... … [Read More...]

Approved July 2013 by the Board of Directors

GMI Ratings (“GMI”) is committed to providing its clients with timely and high-quality data, analysis, and research. It is of paramount importance that persons affiliated with GMI adhere to practices that substantively protect the exercise of independent judgment and ensure that clients, companies, and the public view GMI as independent.  It is therefore crucial that GMI exhibit fairness, objectivity, competence, transparency, and integrity in its dealings with “Subject Companies” (the companies GMI rates or analyzes for its subscription clients), clients, the media and all other constituencies.This Code of Ethics (“Code”) sets forth practices designed to achieve those aims. In some cases, conduct considered incompatible with GMI’s objectives is prohibited outright. In other instances, where prohibition is not warranted, this Code requires public disclosure, to enable those who rely on GMI’s data and analysis to take into account all relevant information.

Code of Ethics